Capital Markets

Capital Markets

Our team advises a number of public and private SMEs in respect of their capital market requirements, including:

  • initial public offerings
  • ASX listing rules advice
  • rights issues and other secondary raisings
  • reverse takeover/backdoor listing
  • share buy-backs
  • continuous disclosure advice
  • corporate governance requirements
  • takeovers and takeover strategy
  • debt and equity funding
  • due diligence assessments and due diligence processes
  • advice on prospectus liability

See below for some recent capital markets transactions that the GrilloHiggins team have advised on.

Entitlement Offer

December 2023

Right Offer

September 2023

Rights issue, conversion of convertible notes and debt repayment

September 2023
June 2023

Share purchase plan

May 2023

Entitlement Offer

April 2023

Rights Issue

December 2022

$10million initial public offer and ASX listing

May 2022

Rights issue of options

June 2021

Back-door listing capital raising

December 2020

Underwritten $40million initial public offering and ASX listing

October 2020

$5million Placement

October 2020

Off-market takeover, back-door lisiting and capital raising

December 2020

$3.5milion Rights Issue and ASK de listing

August 2020

Underwritten rights issue

June 2020